-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JW+cC2cpAKEOGJezp0JHKLq1JNsccVMbfHRK32M5Znw1E/fBKQi/LOwk8/wRbBae LlX+BNfmc6Z2CA+65ezkpg== 0000002852-02-000007.txt : 20020414 0000002852-02-000007.hdr.sgml : 20020414 ACCESSION NUMBER: 0000002852-02-000007 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20020219 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: AGWAY INC CENTRAL INDEX KEY: 0000002852 STANDARD INDUSTRIAL CLASSIFICATION: GRAIN MILL PRODUCTS [2040] IRS NUMBER: 150277720 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 333 BUTTERNUT DR CITY: DEWITT STATE: NY ZIP: 13214 BUSINESS PHONE: 3154496431 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PLANET POLYMER TECHNOLOGIES INC CENTRAL INDEX KEY: 0000896861 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 330502606 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-48862 FILM NUMBER: 02553124 BUSINESS ADDRESS: STREET 1: 9985 BUSINESS PARK AVE STE A CITY: SAN DIEGO STATE: CA ZIP: 92131 BUSINESS PHONE: 8585495130 MAIL ADDRESS: STREET 1: 9985 BUSINESSPARK AVE STREET 2: STE A CITY: SAN DIEGO STATE: CA ZIP: 92131 FORMER COMPANY: FORMER CONFORMED NAME: PLANET POLYMER TECHNOLOGY INC DATE OF NAME CHANGE: 19950511 SC 13D/A 1 amend13d.txt SCHEDULE 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 5)* Planet Polymer Technologies, Inc. -------------------------------------------------------------- (Name of Issuer) Common Stock, No Par Value --------------------------------------------------------------- (Title of Class of Securities) 727044109 ----------------------------------------------------- (CUSIP Number) Christopher W. Fox, Esq. c/o Agway Inc. P.O. Box 4933 Syracuse, New York 13221-4933 315-449-6432 ------------------------------------------------------------ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) February 19, 2002 -------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f), or 13d-1(g), check the following box ___. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D/A CUSIP No. 727044109 - ----------------------------------------------------------------- (1) NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Agway Inc. (I.R.S. Identification No. 15-0277720) - ----------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) | | (b) | | - ----------------------------------------------------------------- (3) SEC USE ONLY - ----------------------------------------------------------------- (4) SOURCE OF FUNDS* WC - ----------------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO 2(d) OR 2(e) ____ - ------------------------------------------------------------------------ (6) CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------- NUMBER OF (7) SOLE VOTING POWER 3,000,000 shares SHARES ------------------------------------------------- BENEFICIALLY (8) SHARED VOTING POWER 0 shares OWNED BY ------------------------------------------------- EACH (9) SOLE DISPOSITIVE POWER 3,000,000 shares REPORTING ------------------------------------------------- PERSON WITH (10) SHARED DISPOSITIVE POWER 0 shares - ------------------------------------------------------------------------- (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,000,000 shares - ----------------------------------------------------------------- (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* - ----------------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 32.5% - ------------------------------------------------------------------ (14) TYPE OF REPORTING PERSON* CO - ----------------------------------------------------------------- Item 1. Security and Issuer. This Schedule relates to the Common Stock, no par value, of Planet Polymer Technologies, Inc. The Issuer's principal executive offices are located at 9985 Businesspark Avenue, Suite A, San Diego, CA 92131. Item 2. Identity and Background. (a) This Schedule was originally filed on behalf of Agway Inc., a Delaware corporation ("Agway") and two of its wholly owned subsidiaries, Agway Financial Corporation, a Delaware corporation and wholly owned subsidiary of Agway ("AFC") and Agway Holdings Inc., a Delaware corporation and wholly owned subsidiary of AFC ("AHI"). Effective July 1, 2001, the Agway corporate structure was simplified by merging AFC and AHI into Agway. Agway assumed all the assets and liabilities of AFC and AHI, including the securities to which this report relates. Agway is hereinafter referred to as the "Reporting Person." Information required by items 2 through 6 of this Schedule is also being provided regarding the directors and executive officers of Agway Inc. (the "Individuals"). (b) The principal office and business address of the Reporting Person is c/o Agway Inc., 333 Butternut Drive, DeWitt, NY 13214. (c) Agway is an agricultural cooperative directly engaged in manufacturing, processing, distribution and marketing of agricultural feed and agronomic products (seed and fertilizers) and services to its farmer-members and other customers, primarily in the Northeastern United States and Ohio. In addition, Agway is involved in repackaging and marketing of produce and processing and marketing sunflower seeds. Agway, through certain of its subsidiaries, is involved in the distribution of petroleum products; the installation and servicing of heating, ventilation, and air-conditioning equipment; lease financing; the underwriting and sale of certain types of property and casualty insurance; and the sale of health insurance. The names and certain information regarding the directors and executive officers of Agway are set forth in Exhibit G. (d) N/A (e) N/A (f) Agway is a Delaware corporation. The Individuals are all United States citizens. Item 3. Source and Amount of Funds or Other Consideration. The securities were originally purchased (i) in the case of the acquisition by AHI of the securities covered by this Schedule 13D/A, by an advance to AHI of the aggregate purchase price from the available cash assets of AFC and (ii) in the case of individuals (see Item 5), from personal cash assets. (See Item 2 for description of change in legal structure). Item 4. Purpose of the Transaction. No material change in the ultimate beneficial ownership of the securities to which this report relates is being reported. This filing is being made for the purpose of communicating the legal structure change described in Item 2 above. Additional updating information regarding directors and executive officers of Agway is included in Exhibit G. Item 5. Interest in Securities of the Issuer. See pps. 2-3 of this Schedule, setting forth the aggregate number and percentage of the Securities beneficially owned by the Reporting Person, the number of shares as to which there is sole or shared power to vote, or to direct the vote, and sole or shared power to dispose or to direct the disposition. See Exhibit G of this Schedule, setting forth the aggregate number and percentage of the Securities beneficially owned by each of the Individuals listed therein, the number of shares as to which there is sole or shared power to vote, or to direct the vote, and sole or shared power to dispose or to direct the disposition. The Company does not have beneficial ownership of the securities owned by each of the Individuals listed therein and specifically disclaims such beneficial ownership. The information in Exhibit G of this Schedule summarizes the information provided to Agway by these Individuals. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. Not applicable. Item 7. Materials to be Filed as Exhibits: Exhibit G - Information Regarding Directors and Executive Officers of Agway Inc. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 19, 2002 /s/ Peter J. O'Neill ------------------------------------------------------------- Agway Inc. by: Peter J. O'Neill Senior Vice President Finance & Control EX-99 3 exhibitg.txt EXIBIT G INFO.W/ RESPECT TO EXEC. OFFICERS & DIR. EXHIBIT G Information with Respect to Executive Officers and Directors of the Undersigned ----------------------------------------- The following sets forth as to each of the executive officers and directors of the undersigned: his name; his business address; and his present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted. Unless otherwise specified, the principal employer of each officer is Agway Inc., the business address of each of which is c/o Agway Inc., P.O. Box 4933, Syracuse, New York 13221-4933 (tel. 315-449-6436) and each such individual identified below is a citizen of the United States. The principal occupation of all directors of Agway is full-time farming, except for Messrs. Cardarelli, Hardy and Cook. To the knowledge of the Reporting Person, during the last five years, no such person has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors), and no such person was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which he was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities law or finding any violation with respect to such laws except as reported in Item 2(d) of this Schedule 13D.
Agway Inc. Officers ------------------- Shares Beneficially Name Present Principal Occupation Owned - --------------------- --------------------------------------------------------- ------------ Donald P. Cardarelli President and Chief Executive Officer 0 Daniel J. Edinger President, Telmark LLC 0 John F. Feeney Corporate Controller 0 Christopher W. Fox Senior Vice President, General Counsel and Secretary 0 Stephen H. Hoefer Senior Vice President, Public Affairs & Membership 0 Michael R. Hopsicker President, Agway Energy Products LLC 0 Karen J. Ohliger Treasurer 0 Roy S. Lubetkin President, Country Products Group 0 Peter J. O'Neill Senior Vice President, Finance & Control 36,000 William L. Parker Vice President and Chief Information Officer 0 Gerald R. Seeber Senior Vice President and Chief Administrative Officer and 0 Chairman and President, Agway Insurance Group G. Leslie Smith Vice President and Chief Investment Officer 0
Agway Inc. Board of Directors ----------------------------- Shares Beneficially Name Business Name Business Address Owned - ---------------------- --------------------------- -------------------------- -------------- Stanley J. Burkholder Burk-Lea Farms 3099 Grand Point Road 0 Chambersburg, PA 17201 Donald P. Cardarelli Agway Inc. P. O. Box 4933 0 Syracuse, NY 13221 John R. Cook Retired 137 Marlborough Street 0 Boston, MA 02116 Andrew J. Gilbert Adon Farms Box 517 1,000 State Highway 72 Potsdam, NY 13676 Thomas G. Hardy Trans-Resources, Inc. 375 Park Avenue 0 11th Floor New York, NY 10152 John R. Ligo LiTerra 2191 Scrubgrass Road 0 Grove City, PA 16127 Robert L. Marshman Marshman Farms 3633 County Rd. 32 0 Oxford, NY 13830 Jeffrey B. Martin Martin Farms 5980 Ridge Road 1,000 Cazenovia, NY 13035 Samuel F. Minor The Spring House 1531 Rt. 136 1,000 Washington, PA 15301 Matt E. Rogers Rogers Farm Rogers Road 0 Box 3460 Clinton, ME 04927 Richard H. Skellie Richland Farms 650 Skellie Road 0 Salem, NY 12865 Carl D. Smith Hillacre Farms 210 Smith Road 10,000 Corinna, ME 04928 Gary K. Van Slyke Van Slyke's Dairy Farm 5633 Griffith Road 0 Portageville, NY 14536 Joel L. Wenger Weng-Lea Farms 8988 Hades Church Rd. 300 Greencastle, PA 17225 Edwin C. Whitehead White Ayr Farms 71 Popple Swamp Rd. 3,000 Washington Depot, CT 06794 Dennis C. Wolff Pencol Farms 1048 State Route 254 0 Millville, PA 17846-9669 William W. Young Will-O-Crest Farm 800 County Rd. 27 1,987 Clifton Springs, NY 14432
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